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Support the private banking/wealth management business, leveraging on your sound and updated regulatory knowledge to advise business and rolling out an efficient compliance framework.

Reporting to the Singapore head of compliance, you will be responsible for the following


  • Liaise with regulators, internal and external auditors and assist in the coordination of all regulatory requests for information, surveys and examinations
  • Assist in managing the Bank's regulatory compliance matters and advise the business with regards to relevant laws, regulations, rules and internal policies and procedures in Singapore
  • Manage all internal policies and advise on all major policy and procedures matters in the Bank
  • Monitor and advise on the impact of new or revised regulations in Singapore and collaborate closely with the business to ensure compliance with the regulations
  • Maintain the regulations obligation matrix in Singapore, and liaise with various Departments in the Bank to ensure compliance with all regulatory requirements

You should be degree qualified with at least 5-8 years of relevant private banking regulatory compliance experience with a global private bank. You should be well versed in the local regulatory requirements (as it pertains to private wealth management) and be familiar interacting with the MAS as well as internal stakeholders.


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